TrueAdvisor
TrueAdvisor
CS
CFA
CS
CFA

Christopher Shea

Rockefeller Capital Management
29 Years of Experience
Paramus, NJ
Broker
View SEC Summary
View SEC Summary

Christopher Shea is a CFA-designated registered investment advisor at Rockefeller Capital Management, based in Paramus, NJ, with 29 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 50,292 clients with $100B in assets under management.

Rockefeller Capital Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1037 advisors
Number of Clients
50,292 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$99.6B

Fee Structure

Planning is included in investment management (also available separately)
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Non-discretionary investment advisory and consulting fees are negotiable and max out at 2% of assets under management. Retirement plan services charge up to 1.25% with a $5,000 minimum annual fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

115 West Century Road, Paramus, NJ, 07652

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Rockefeller Capital Management
April 2026 - Present · 6 mos
Rockefeller Financial LLCBroker
April 2026 - Present · 6 mos
Previous Registrations
UBS Asset Management (americas) LLC
August 2020 - February 2026 · 5 yrs 6 mos
UBS Asset Management (US) INC.Broker
July 2020 - February 2026 · 5 yrs 7 mos
UBS Financial Services INC.
June 2006 - July 2020 · 14 yrs 1 mo
UBS Financial Services INC.Broker
June 2003 - July 2020 · 17 yrs 1 mo
Robertson Stephens, INC.Broker
July 2000 - August 2002 · 2 yrs 1 mo
Black & Company, INC.Broker
October 1997 - June 1998 · 8 mos
Waterhouse Securities, INC.Broker
January 1994 - October 1997 · 3 yrs 9 mos
J.C. Bradford & CO.Broker
October 1993 - December 1993 · 2 mos
State Registrations37 states
ALAZCACOCTDCFLGAIAILINKSKYLAMAMDMEMIMNMOMSNCNHNJNVNYOHPARISCSDTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Paramus, NJ →All financial advisors in New Jersey →