PW
PW
Paul Willson
32 Years of Experience
Charlotte, NC
6 DisclosuresBroker
Paul Willson is a registered investment advisor at Raymond James & Associates, INC., based in Charlotte, NC, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
6805 Carnegie Blvd, Suite 350, Charlotte, NC, 28211
Get directionsHistory
Regulatory History (6)
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Regulatory
January 2012Final
Regulatory
June 2007Final
Regulatory
February 2006Final
Customer Dispute
July 2002Denied
Customer Dispute
October 2001Settled
Customer Dispute
December 2000Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
November 2015 - Present · 10 yrs 6 mos
Raymond James & Associates, INC.Broker
November 2015 - Present · 10 yrs 6 mos
Raymond James & Associates, INC.
November 2015 - Present · 10 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2009 - November 2015 · 6 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2009 - November 2015 · 6 yrs 10 mos
Wachovia Securities, LLC
February 2000 - January 2009 · 8 yrs 11 mos
Wachovia Securities, LLCBroker
October 1999 - January 2009 · 9 yrs 3 mos
Salomon Smith Barney INC.Broker
October 1993 - November 1999 · 6 yrs 1 mo
State Registrations37 states
AKARAZCACOCTDCDEFLGAHIIAIDINKSKYLAMDMEMIMNMSNCNJNVNYOHOKORPASCTNTXUTVAWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.