Kristi Ellington
Kristi Ellington is a registered investment advisor at LPL Financial LLC, based in Gilroy, CA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8343 Church St, Gilroy, CA, 95020-4450
Get directionsHistory
Regulatory History (2)
Customer Dispute
December 2005Customer Dispute
August 2002Other Business Activities
Kristi operates under two DBAs for her LPL business: Ellington Financial, LLC (since 2011) and Kristi Ellington Financial Management, LLC (since 2012). These activities are investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Primevest Financial Services, INC.
Primevest Financial Services, INC.Broker
Bisys Brokerage Services, INC.Broker
Dean Witter Reynolds INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.