Kristi Ellington
Kristi Ellington is a registered investment advisor at LPL Financial LLC, based in Gilroy, CA, with 31 years of industry experience. Kristi is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
8343 Church St, Gilroy, CA, 95020-4450
Get directionsHistory
Regulatory History (2)
Customer Dispute
December 2005Customer Dispute
August 2002Other Business Activities
Kristi operates under two DBAs for her LPL business: Ellington Financial, LLC (since 2011) and Kristi Ellington Financial Management, LLC (since 2012). These activities are investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Primevest Financial Services, INC.
Primevest Financial Services, INC.Broker
Bisys Brokerage Services, INC.Broker
Dean Witter Reynolds INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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