Karl Thoeni is a registered investment advisor at LPL Financial LLC, based in Gilroy, CA, with 12 years of industry experience. Karl is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
8343 Church St, Gilroy, CA, 95020-4450
Get directionsHistory
Regulatory History (1)
Criminal
September 2000Other Business Activities
Karl operates his LPL business through Ellington Financial, LLC, dedicating full-time hours. He also owns a business sharpening knives and tools, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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