Karl Thoeni is a registered investment advisor at LPL Financial LLC, based in Gilroy, CA, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
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Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8343 Church St, Gilroy, CA, 95020-4450
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Regulatory History (1)
Criminal
September 2000Other Business Activities
Karl operates his LPL business through Ellington Financial, LLC, dedicating full-time hours. He also owns a business sharpening knives and tools, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.