Maria Gasparro
Maria Gasparro is a registered investment advisor at UBS Financial Services INC., based in Huntington, NY, with 33 years of industry experience. Maria is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
Huntington, NY
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2023Customer Dispute
January 2023Other Business Activities
Maria is involved in two family-held real estate businesses, 164-09 and Goethals Real Estate Corp, since 2019 and 2018 respectively. She spends minimal time on these activities, which involve owning and renting out properties.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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