Brad Cooper
Brad Cooper is a registered investment advisor at Cooper Financial Investments, LLC, based in Mesa, AZ, with 18 years of industry experience. Brad operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Cooper Financial Investments refers clients to third-party investment managers. The fees for these managers vary depending on the portfolio type:
- Strategic Portfolios: 2.00% annually (1.00% to the manager, 1.00% to Cooper Financial Investments)
- Tactical Portfolios: 1.80% annually (0.80% to the manager, 1.00% to Cooper Financial Investments) plus internal ETF fees of 0.20%
- Allocation & Defined Outcome Portfolios: 1.70% annually (0.70% to the manager, 1.00% to Cooper Financial Investments)
- Preservation Portfolios: 1.00% annually (0.40% to the manager, 0.60% to Cooper Financial Investments)
- Private Wealth Portfolios: 1.50% annually (0.50% to the manager, 1.00% to Cooper Financial Investments)
- Client Directed Accounts: $300 annually to the manager, $0 to Cooper Financial Investments
These fees are negotiable and assessed quarterly. There is also a $15 quarterly technology fee per account or investment strategy.
Location
3850 E. Baseline Road, Suite 119, Mesa, AZ, 85206
Get directionsHistory
Regulatory History (2)
Regulatory
June 2014Employment Separation After Allegations
May 1997Other Business ActivitiesSells Insurance
Brad assists an estate planning firm, Copper Canyon Law, and is also a life insurance agent with Cooper Financial Group, LLC since 2004, selling life insurance and fixed annuities. Assisting the estate planning firm takes about 10-20% of his time, while his work as an insurance agent is nearly full-time.
Employment History
Current Registrations
Cooper Financial Investments, LLC
Previous Registrations
Horter Investment Management, LLC
American General Securities IncorporatedBroker
Franklin Financial Services CorporationBroker
PFS Investments INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.