Tracy Refior is a registered investment advisor at LPL Financial LLC, based in Lincoln, NE, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7450 Suncrest Dr Ste A, Lincoln, NE, 68516
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Regulatory History (1)
Customer Dispute
July 2003Other Business Activities
Tracy is involved in several outside business activities, including Always Safe Storage LLC, Y.C. Art LLC, Sycart LLC (real estate rental), and Tracy For Treasurer (campaign for treasurer). She also operates Overland Wealth as a DBA for her LPL business, and has another investment-related activity listed as "Tracy L Refior".
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
First Investors CorporationBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.