Ronald Fleischman
Ronald Fleischman is a registered investment advisor at UBS Financial Services INC., based in Charlotte, NC, with 32 years of industry experience. Ronald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
6100 Fairview Road, 9th Floor, Charlotte, NC, 28277
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2007Customer Dispute
March 1998Other Business Activities
Ronald owns Carolina Firearm Consulting, LLC, which provides firearms training. He dedicates a few hours per week to this activity.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Salomon Smith Barney INC.Broker
Olde Discount CorporationBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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