MW
MW
Michael Walsh is a registered investment advisor, based in Farmington, CT, with 32 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold.
Location
504 Main Street, Suite 203, Farmington, CT, 06032
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2010Denied
Other Business ActivitiesSells Insurance
Michael works as an independent insurance agent for various independent insurance companies since 1993, dedicating about 10-20% of his time to this. He also works as an advisory representative of a registered investment advisor, spending minimal time on this activity.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
August 2009 - Present · 17 yrs 2 mos
Cambridge Investment Research, INC.Broker
August 2009 - Present · 17 yrs 2 mos
Previous Registrations
Woodbury Financial Services, INC.Broker
May 2007 - August 2009 · 2 yrs 3 mos
Woodbury Financial Services, INC.
May 2007 - August 2009 · 2 yrs 3 mos
National Planning CorporationBroker
March 2006 - April 2007 · 1 yr 1 mo
National Planning Corporation ("npc of America" in Fl & Ny)
March 2006 - April 2007 · 1 yr 1 mo
Jefferson Pilot Securities CORP
December 2000 - April 2006 · 5 yrs 4 mos
Jefferson Pilot Securities CorporationBroker
July 2000 - April 2006 · 5 yrs 9 mos
Polaris Financial Services, INC.Broker
October 1997 - July 2000 · 2 yrs 9 mos
Washington Square Securities, INC.Broker
February 1997 - October 1997 · 8 mos
Washington Square Securities, INC.Broker
September 1995 - December 1996 · 1 yr 3 mos
G. R. Phelps & CO., INC.Broker
November 1993 - September 1995 · 1 yr 10 mos
State Registrations4 states
CTFLMAOR
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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