HC
HC
Henri Castro
32 Years of Experience
New York, NY
2 DisclosuresBroker
Henri Castro is a registered investment advisor at Raymond James & Associates, INC., based in New York, NY, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
320 Park Avenue, Fl 9, New York, NY, 10022
Get directionsHistory
Regulatory History (2)
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Customer Dispute
March 2009Denied
Customer Dispute
November 2008Denied
Other Business Activities
Henri is a co-owner of CK Property Management LLC, a rental property business, since 2010. He spends minimal time on this activity.
Employment History
Current Registrations
Raymond James & Associates, INC.
July 2021 - Present · 4 yrs 10 mos
Raymond James & Associates, INC.
July 2021 - Present · 4 yrs 10 mos
Raymond James & Associates, INC.Broker
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
June 2014 - July 2021 · 7 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
February 2009 - July 2021 · 12 yrs 5 mos
Citigroup Global Markets INC.Broker
August 2004 - March 2009 · 4 yrs 7 mos
UBS Financial Services INC.
February 2004 - September 2004 · 7 mos
UBS Financial Services INC.Broker
May 1996 - September 2004 · 8 yrs 4 mos
Oppenheimer & CO., INC.Broker
January 1994 - May 1996 · 2 yrs 4 mos
Lehman Brothers INC.Broker
October 1993 - January 1994 · 3 mos
State Registrations16 states
AZCACTDCDEFLGAMANCNJNYPRSCTXUTWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.