Gary Frazeur
Gary Frazeur is a registered investment advisor at Hilltop Securities INC., based in Sherman Oaks, CA, with 29 years of industry experience. Gary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments. Their firm serves 2,241 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The Horizon Program fee is a negotiated annual flat fee, not to exceed 1.75%, billed quarterly in advance. This fee covers investment advice and reporting. The fee is debited from a separate account the client has with Hilltop Securities, not directly from the Horizon account. The value of alternative investments is based on information provided by the product sponsors and administrators, which may be delayed and not current. This fee is in addition to the investment management fees and other expenses charged by the Alternative Investment Funds and Structured Products.
Location
15301 Ventura Blvd, Building B, Suite 410, Sherman Oaks, CA, 91403
Get directionsHistory
Regulatory History (2)
Criminal
April 1988Employment Separation After Allegations
March 1988Other Business Activities
Gary owns a 3-unit apartment building since 2014. He spends minimal time on this activity outside of business hours.
Employment History
Current Registrations
Hilltop Securities INC.Broker
Hilltop Securities INC.
Previous Registrations
M. L. Stern & CO, LLC.
M.L. Stern & CO., LLC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.