Stephen Straw
Stephen Straw is a CFP-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Tampa, FL, with 31 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Tampa, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Northwestern Mutual Investment Services, LLC
Northwestern Mutual Investment Services, LLCBroker
Northwestern Mutual Investment Services,llc
Previous Registrations
Orion Portfolio Solutions, LLC
Orion Portfolio Solutions, LLC
Folio Investments, INC.Broker
Signator Investors, INC.
Signator Investors, INC.Broker
Transamerica Financial Advisors, INCBroker
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INC.Broker
Zacks Investment Management, INC.
Zacks & CompanyBroker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Waterhouse Securities, INC.Broker
Ba Investment Services, INC.Broker
Olde Discount CorporationBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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