Lucy Edwards is a registered investment advisor at Morgan Stanley, based in Gadsden, AL, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
414 Broad Street, Gadsden, AL, 35901
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Regulatory History (1)
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Customer Dispute
April 2008Denied
Other Business Activities
Lucy serves as a trustee/co-trustee for a trust in Decatur, Alabama, since June 2021. This activity requires minimal time outside of business hours.
Employment History
Current Registrations
Morgan Stanley
June 2021 - Present · 4 yrs 11 mos
Morgan StanleyBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Bbva Securities INC.Broker
May 2013 - June 2021 · 8 yrs 1 mo
Bbva Wealth Solutions INC.
April 2011 - June 2021 · 10 yrs 2 mos
Bbva Compass Investment Solutions, INC.
May 2002 - April 2011 · 8 yrs 11 mos
Bbva Compass Investment Solutions, INCBroker
January 1994 - May 2013 · 19 yrs 4 mos
State Registrations36 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.