JH
JH
James Hedgspeth is a registered investment advisor at Morgan Stanley, based in Gadsden, AL, with 6 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
414 Broad Street, Gadsden, AL, 35901
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2025Denied
Customer Dispute
July 2023Settled
Other Business Activities
James is a board member and secretary for the James M Barrie Child Advocacy Center, a non-profit organization providing child abuse advocacy services. He dedicates minimal time to this non-investment related activity and receives no compensation.
Employment History
Current Registrations
Morgan Stanley
May 2023 - Present · 3 yrs 2 mos
Morgan StanleyBroker
April 2023 - Present · 3 yrs 3 mos
Previous Registrations
LPL Financial LLC
August 2021 - April 2023 · 1 yr 8 mos
LPL Financial LLCBroker
August 2021 - April 2023 · 1 yr 8 mos
Wells Fargo Clearing Services, LLC
July 2019 - August 2021 · 2 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
April 2019 - August 2021 · 2 yrs 4 mos
State Registrations33 states
ALARAZCACODCFLGAHIIDILINKSKYLAMDMIMSNCNDNJNVNYOHOKORPASCTNTXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.