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Miguel Corral

Osaic Institutions, INC.
32 Years of Experience
Whittier, CA
1 DisclosureBroker
View SEC Summary
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Miguel Corral is a registered investment advisor at Osaic Institutions, INC., based in Whittier, CA, with 32 years of industry experience. Miguel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 16,312 clients with $6.5B in assets under management.

Osaic Institutions, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
570 advisors
Number of Clients
16,312 clients
Average Client Portfolio
$398K average
Assets Under Management
$6.5B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum advisory fee is generally 2.50% and is negotiable between the advisor and client.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

13601 E. Whittier Blvd., Ste. 106, Whittier, CA, 90605

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2013
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Osaic Institutions, INC.
July 2016 - Present · 10 yrs 3 mos
Osaic Institutions, INC.Broker
July 2016 - Present · 10 yrs 3 mos
Previous Registrations
Essex National Securities, LLC
August 2012 - July 2016 · 3 yrs 11 mos
Essex National Securities, LLCBroker
August 2012 - July 2016 · 3 yrs 11 mos
LPL Financial LLC
June 2012 - August 2012 · 2 mos
LPL Financial LLCBroker
January 2012 - August 2012 · 7 mos
Primevest Financial Services, INC.Broker
August 2010 - December 2011 · 1 yr 4 mos
Primevest Financial Services, INC.Broker
September 2009 - June 2010 · 9 mos
Crown Capital Securities, L.P.Broker
June 2002 - October 2009 · 7 yrs 4 mos
Wm Financial Services, INC.Broker
May 1998 - June 2002 · 4 yrs 1 mo
Great Western Financial Securities CorporationBroker
May 1994 - May 1998 · 4 yrs
State Registrations3 states
CANCNV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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