Yanhong Li
Yanhong Li is a registered investment advisor at Equitable Advisors, LLC, based in Montvale, NJ, with 31 years of industry experience. Yanhong operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more. Their firm serves 69,432 clients with $38B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Equitable Advisors offers investment management through LPL Financial programs and third-party asset managers (TAMPs). Fees vary depending on the program and assets invested.
For LPL programs like SAM, fees are based on a percentage of your portfolio. In some cases, you can choose whether to pay transaction charges directly or have the advisor pay them, which affects the overall advisory fee.
When using TAMPs, the fees are determined by the TAMP and a portion is paid to Equitable Advisors. The specific fees, minimums, and arrangements vary by TAMP, so it's important to review their brochures.
Equitable Advisors also offers ERISA fiduciary services to retirement plans, with fees determined by the specific services provided.
Location
Montvale, NJ
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Regulatory History (2)
Customer Dispute
October 2016Employment Separation After Allegations
March 2014Other Business ActivitiesSells Insurance
Yanhong is a trustee for her husband's trust and owns residential and commercial rental properties, dedicating minimal time to the latter. She also has outside insurance business with National Life Group, Atlantic Coast Life, F&G, and AIG, selling universal life and fixed annuity products and servicing/renewing existing policies.
Employment History
Current Registrations
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
Previous Registrations
First Heartland Consultants, INC.
First Heartland Capital, INC.Broker
Esi Financial Advisors
Equity Services, INC.Broker
Metlife Securities INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.