MG
MG
Martin Ganzekaufer
32 Years of Experience
Melville, NY
3 DisclosuresBroker
Martin Ganzekaufer is a registered investment advisor at Wells Fargo Advisors, based in Melville, NY, with 32 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
401 Broadhollow Rd, Melville, NY, 11747
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2015Denied
Customer Dispute
February 2001Denied
Customer Dispute
February 1997Settled
Other Business Activities
Martin has ownership stakes in Ganzekaufer & Hughes, Ganzekaufer Corp, and FMRG Holdings LLC. These activities are investment-related and require minimal time.
Employment History
Current Registrations
Wells Fargo Advisors
June 2009 - Present · 16 yrs 11 mos
Wells Fargo Advisors Financial Network, LLCBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
UBS Financial Services INC.
September 2002 - July 2009 · 6 yrs 10 mos
UBS Financial Services INC.Broker
May 2000 - July 2009 · 9 yrs 2 mos
Chase Investment Services CORP.Broker
July 1997 - May 2000 · 2 yrs 10 mos
Citicorp Investment ServicesBroker
January 1994 - June 1997 · 3 yrs 5 mos
State Registrations34 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.