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Shaun Orcinolo
31 Years of Experience
Fort Lauderdale, FL
7 DisclosuresBroker
Shaun Orcinolo is a registered investment advisor at Morgan Stanley, based in Fort Lauderdale, FL, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
350 East Las Olas Boulevard, Suite 1500, Fort Lauderdale, FL, 33301
Get directionsHistory
Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2024Settled
Customer Dispute
June 2003Settled
Customer Dispute
March 2003Settled
Customer Dispute
February 2003Denied
Customer Dispute
January 2003Denied
Customer Dispute
December 2001Dismissed
Customer Dispute
December 1999Denied
Employment History
Current Registrations
Morgan Stanley
October 2011 - Present · 14 yrs 7 mos
Morgan StanleyBroker
October 2011 - Present · 14 yrs 7 mos
Previous Registrations
UBS Financial Services INC.Broker
August 2007 - October 2011 · 4 yrs 2 mos
UBS Financial Services INC.
August 2007 - October 2011 · 4 yrs 2 mos
Citigroup Global Markets INC.
October 1994 - August 2007 · 12 yrs 10 mos
Citigroup Global Markets INC.Broker
September 1994 - August 2007 · 12 yrs 11 mos
PFS Investments INC.Broker
May 1994 - September 1994 · 4 mos
Investors Associates, INC.Broker
February 1994 - March 1994 · 1 mo
State Registrations40 states
AKAZCACOCTDCDEFLGAILINKSKYLAMAMDMIMNMONCNHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVirgin IslandsWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.