ML
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Michael Lombardi
32 Years of Experience
Morristown, NJ
3 DisclosuresBroker
Michael Lombardi is a registered investment advisor at Morgan Stanley, based in Morristown, NJ, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
340 Mount Kemble Avenue, Morristown, NJ, 07960
Get directionsHistory
Regulatory History (3)
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Customer Dispute
June 2017Settled
Customer Dispute
June 2008Settled
Customer Dispute
March 2008Denied
Other Business Activities
Michael works as a substitute teacher in the Bernards Township School District and is a director at Ridge Youth Sports Inc. He also coaches varsity basketball at Gill St Bernards School, dedicating minimal time to the first two and a few hours per week to coaching.
Employment History
Current Registrations
Morgan Stanley
March 2017 - Present · 9 yrs 2 mos
Morgan StanleyBroker
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2001 - March 2017 · 15 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1994 - March 2017 · 23 yrs
State Registrations22 states
AZCACOCTDCFLGAIDILMAMDMEMONCNJNYPASCTNTXVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.