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Mark Evans

32 Years of Experience
Mount Laurel, NJ
2 DisclosuresBroker

Mark Evans is a registered investment advisor at RBC Capital Markets, LLC, based in Mount Laurel, NJ, with 32 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

3000 Atrium Way, Suite 500, Mount Laurel, NJ, 08054-3914

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2017
Denied
Customer Dispute
April 2015
Settled
Employment History
Current Registrations
RBC Capital Markets, LLC
October 2005 - Present · 20 yrs 9 mos
RBC Capital Markets, LLCBroker
October 2005 - Present · 20 yrs 9 mos
RBC Capital Markets, LLC
October 2005 - Present · 20 yrs 9 mos
Previous Registrations
PNC InvestmentsBroker
January 2004 - November 2005 · 1 yr 10 mos
PNC Investments
January 2004 - November 2005 · 1 yr 10 mos
Hilliard Lyons Asset Management
October 2002 - January 2004 · 1 yr 3 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
March 2001 - January 2004 · 2 yrs 10 mos
A. G. Edwards & Sons, INC.Broker
February 1996 - March 2001 · 5 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1994 - March 1996 · 2 yrs
State Registrations40 states
AKAZCACOCTDCDEFLGAIAILINMAMDMEMIMNMOMSNCNENHNJNMNVNYOHORPARISCTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mark Evans - Financial Advisor | TrueAdvisor