Stephen Leightman
Stephen Leightman is a registered investment advisor at RBC Capital Markets, LLC, based in Mount Laurel, NJ, with 47 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
3000 Atrium Way, Suite 500, Mount Laurel, NJ, 08054-3914
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 1988Other Business Activities
Stephen is an officer (club secretary) for the Marlton Lions Club since 1996, dedicating minimal time. He also serves as Co-Chair of the Finance Committee and on the Board of Directors Executive Committee for the Prader-Willi Syndrome Association USA since 2011, dedicating a few hours per week.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
PNC InvestmentsBroker
PNC Investments
Hilliard Lyons Asset Management
J.J.B. Hilliard, W.L. Lyons, INC.Broker
A. G. Edwards & Sons, INC.Broker
Vantage Financial Services, INC.Broker
Prudential-Bache Securities INC.Broker
Bache Halsey Stuart INC.Broker
State Registrations41 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.