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Paul Tropea

29 Years of Experience
Mount Laurel, NJ
2 DisclosuresBroker

Paul Tropea is a registered investment advisor at RBC Capital Markets, LLC, based in Mount Laurel, NJ, with 29 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

3000 Atrium Way, Suite 500, Mount Laurel, NJ, 08054-3914

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2026
Pending
Customer Dispute
March 2001
Denied
Other Business Activities

Paul is an elected official on the South Harrison Board of Education since 2017, overseeing and managing education matters for the township. This requires minimal time and is not investment-related.

Employment History
Current Registrations
RBC Capital Markets, LLC
January 2010 - Present · 16 yrs 4 mos
RBC Capital Markets, LLC
January 2010 - Present · 16 yrs 4 mos
RBC Capital Markets, LLCBroker
January 2010 - Present · 16 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2008 - January 2010 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2008 - January 2010 · 1 yr 2 mos
Janney Montgomery Scott LLC
August 2005 - November 2008 · 3 yrs 3 mos
Janney Montgomery Scott LLCBroker
April 2004 - November 2008 · 4 yrs 7 mos
Citigroup Global Markets INC.
May 2002 - May 2004 · 2 yrs
Citigroup Global Markets INC.Broker
February 1999 - May 2004 · 5 yrs 3 mos
Painewebber IncorporatedBroker
April 1996 - February 1999 · 2 yrs 10 mos
State Registrations41 states
AKAZCACOCTDCDEFLGAHIIAILINMAMDMEMIMNMOMSNCNENHNJNMNVNYOHORPARISCTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.