Richard Simpson
Richard Simpson is a registered investment advisor at Garland and Greenwood Wealth Advisors LLC, based in Little Rock, AR, with 20 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 280 clients with $76M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
40 Rahling Circle, Little Rock, AR, 72223
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is the owner/president of Financial Dynamics, an investment advisory DBA, since 1991. He independently sells insurance annuities, life insurance, and provides investment advisory services, dedicating a full-time effort to these activities.
Employment History
Current Registrations
Garland and Greenwood Wealth Advisors LLC
Previous Registrations
Portfolio Medics, LLC
Retirement Wealth Advisors, INC.
Dynamic Financial Management, LLC
Jonathan Roberts Advisory Group, INC.
St. Bernard Financial Services, INC.
Independent Financial Advisors, INC.
Meridian Investment Advisors
Fsc Securities Corporation
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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