Mark D'annunzio
Mark D'annunzio is a registered investment advisor at LPL Financial LLC, based in Little Silver, NJ, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
44 Church Street, Little Silver, NJ, 07739
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Regulatory History (10)
Financial
May 2022Financial
April 2022Financial
February 2022Financial
October 2021Financial
August 2021Financial
March 2021Customer Dispute
April 2018Financial
January 2018Financial
September 2017Customer Dispute
June 2012Other Business ActivitiesSells Insurance
Mark is a financial professional with Petersen Advisors, LLC, dedicating full-time hours to this role. He also sells fixed annuities, LTC, health, and life insurance since 2017, representing about 20% of his business, and owns 50% of CBDaily, a supplement reseller, spending about a quarter of his time on this venture.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Cadaret, Grant & CO., INC.Broker
Royal Alliance Associates, INC.Broker
Petersen Investments, INC.Broker
Petersen Investments, INC.Broker
Gruntal & CO., L.L.C.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.