JF
JF

Jason Farkas

25 Years of Experience
Hartford, CT
2 DisclosuresBroker

Jason Farkas is a registered investment advisor at UBS Financial Services INC., based in Hartford, CT, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

One State Street, 16th Floor, Hartford, CT, 06103

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History

Regulatory History (2)
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Judgment / Lien
November 2000
Customer Dispute
January 2000
Settled
Other Business Activities

Jason's son operates a sole proprietorship called "Every Dog Deserves a Home" to raise money for a dog shelter by selling wristbands. Jason dedicates minimal time to this activity and receives no compensation.

Employment History
Current Registrations
UBS Financial Services INC.
September 2022 - Present · 3 yrs 8 mos
UBS Financial Services INC.Broker
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2012 - October 2022 · 10 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2012 - October 2022 · 10 yrs 5 mos
Euro Pacific Capital, INC.Broker
August 2005 - September 2008 · 3 yrs 1 mo
First Financial Equity CorporationBroker
June 1999 - May 2002 · 2 yrs 11 mos
Prudential Securities IncorporatedBroker
April 1997 - June 1999 · 2 yrs 2 mos
Principal Financial Securities,inc.Broker
June 1995 - April 1997 · 1 yr 10 mos
Peacock, Hislop, Staley & Given, INC.Broker
September 1994 - July 1995 · 10 mos
Sutro & CO. IncorporatedBroker
April 1994 - September 1994 · 5 mos
Lew Lieberbaum & CO., INC.Broker
March 1994 - April 1994 · 1 mo
State Registrations37 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.