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Daniel Bavuso

31 Years of Experience
Red Bank, NJ
4 DisclosuresBroker

Daniel Bavuso is a registered investment advisor at Wells Fargo Advisors, based in Red Bank, NJ, with 31 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

331 Newman Springs Road Building 3 Suite 330, [Satellite], Red Bank, NJ, 07701

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2021
Final
Customer Dispute
October 1999
Settled
Employment Separation After Allegations
January 1999
Customer Dispute
June 1996
Settled
Other Business Activities

Daniel has 100% ownership in Hamilton Capital Advisors, LLC, dedicating minimal time. He also has 90% ownership in Bavuso GP, LLC, dedicating minimal time.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
April 2024 - Present · 2 yrs 1 mo
Wells Fargo Advisors
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Morgan StanleyBroker
October 2009 - May 2024 · 14 yrs 7 mos
Morgan Stanley
October 2009 - May 2024 · 14 yrs 7 mos
UBS Financial Services INC.
July 2005 - October 2009 · 4 yrs 3 mos
UBS Financial Services INC.Broker
February 1999 - October 2009 · 10 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1996 - February 1999 · 2 yrs 8 mos
Lehman Brothers INC.Broker
March 1994 - July 1996 · 2 yrs 4 mos
State Registrations22 states
AZCACODCFLGAILKSMAMDMIMONJNVNYOHPASCTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.