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John Jolliffe

PNC Wealth Management
32 Years of Experience
Rocky River, OH
1 DisclosureBroker
View SEC Summary
View SEC Summary

John Jolliffe is a registered investment advisor at PNC Wealth Management, based in Rocky River, OH, with 32 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 164,105 clients with $30B in assets under management.

PNC Wealth Management
Compensation
Fee-Only (% of Portfolio)
Firm Size
1167 advisors
Number of Clients
164,105 clients
Average Client Portfolio
$184K average
Assets Under Management
$30.3B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.85%

An annual fee of 0.85% applies to all accounts regardless of size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

19559 Detroit Road, Rocky River, OH, 44116

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2013
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
PNC Wealth Management
October 2019 - Present · 7 yrs
PNC Wealth Management LLCBroker
October 2019 - Present · 7 yrs
Previous Registrations
Citizens Securities, INC.
October 2018 - October 2019 · 1 yr
Citizens Securities, INC.Broker
November 2017 - October 2019 · 1 yr 11 mos
Fifth Third Securities, INC.Broker
September 2014 - November 2017 · 3 yrs 2 mos
Fifth Third Securities, INC.
August 2014 - November 2017 · 3 yrs 3 mos
Ameriprise Financial Services, INC.Broker
October 2009 - August 2014 · 4 yrs 10 mos
Ameriprise Financial Services, INC.
October 2009 - August 2014 · 4 yrs 10 mos
Ameriprise Advisor Services, INC.
July 2003 - October 2009 · 6 yrs 3 mos
Ameriprise Advisor Services, INC.Broker
April 1994 - October 2009 · 15 yrs 6 mos
State Registrations7 states
DCFLILKSNCOHPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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