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Scott Hartman is a registered investment advisor at Morgan Stanley, based in Deerfield, IL, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
111 South Pfingsten Road, Suite 200, Deerfield, IL, 60015
Get directionsHistory
Regulatory History (2)
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Customer Dispute
March 2022Denied
Customer Dispute
February 2002Closed-No Action
Employment History
Current Registrations
Morgan Stanley
September 2022 - Present · 3 yrs 10 mos
Morgan Stanley
September 2022 - Present · 3 yrs 10 mos
Morgan StanleyBroker
September 2022 - Present · 3 yrs 10 mos
Previous Registrations
UBS Financial Services INC.
January 2012 - October 2022 · 10 yrs 9 mos
UBS Financial Services INC.Broker
January 2012 - October 2022 · 10 yrs 9 mos
Morgan Stanley Smith Barney LLC
June 2009 - February 2012 · 2 yrs 8 mos
Morgan Stanley Smith BarneyBroker
June 2009 - February 2012 · 2 yrs 8 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
September 2006 - April 2007 · 7 mos
Morgan Stanley
September 2006 - April 2007 · 7 mos
H&r Block Financial Advisors, INC.
June 2003 - September 2006 · 3 yrs 3 mos
H&r Block Financial Advisors, INC.Broker
June 2003 - September 2006 · 3 yrs 3 mos
Rsm Mcgladrey, INC.
March 2003 - June 2003 · 3 mos
H&r Block Financial Advisors, INC.Broker
April 1994 - June 2003 · 9 yrs 2 mos
State Registrations32 states
AZCACOCTDCFLGAILINKYMAMDMEMIMNMOMTNCNJNVNYOHORPASCSDTNTXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.