Courtney Walsh is a registered investment advisor, based in Southport, CT, with 12 years of industry experience. Courtney is also registered as a broker, so some compensation may come from commissions on products sold.
Location
30 Jelliff Ln, Southport, CT, 06890
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Courtney works as a Client Relationship Manager at Essex Financial, supporting advisors and servicing client accounts, including insurance business, dedicating about a quarter of her time. She is also a Registered Representative with The Leader's Group, a broker-dealer, spending about 10-20% of her time on this.
Employment History
Current Registrations
The Leaders Group, INC.Broker
The Leaders Group, INC.
Essex Financial Services, INC.
Previous Registrations
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Bear, Stearns & CO. INC.Broker
Painewebber IncorporatedBroker
Kidder, Peabody & CO. IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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