Eric Newman
Eric Newman is a registered investment advisor at Dominari Securities LLC, based in New York, NY, with 30 years of industry experience. Eric is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 1 more. Their firm serves 63 clients with $28M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.25% |
| $5.0M - $10.0M | 1.00% |
| $10.0M - $25.0M | 0.85% |
| $25.0M - $50.0M | 0.65% |
| $50.0M - $75.0M | 0.50% |
| $75M+ | 0.45% |
Fees are negotiable based on account composition, location of assets, and pre-existing relationships.
Fee Estimator
Location
725 Fifth Avenue, 23rd Fl., New York, NY, 10022
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Eric owns ECC New Capital LLC, a personal LLC for bill paying and real estate holdings, dedicating minimal time. Eric is also a licensed insurance producer since September 2024, selling life insurance and variable annuities, dedicating minimal time.
Employment History
Current Registrations
Dominari Securities LLC
Dominari Securities LLCBroker
Previous Registrations
Eagle Wealth Advisors
Aegis Capital CORP.
Aegis Capital CORP.Broker
National Asset Management, INC.
National Securities CorporationBroker
First Montauk Securities CORP.Broker
The Concord Equity Group, LLCBroker
Josephthal & CO., INC.Broker
Donald & CO. Securities INC.Broker
Prime Charter LTD.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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