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Scott Jimison

Advice and Planning Services
29 Years of Experience
Erie, PA
1 DisclosureBroker
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Scott Jimison is a registered investment advisor at Advice and Planning Services, based in Erie, PA, with 29 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 72,503 clients with $38B in assets under management.

Advice and Planning Services
Compensation
Fee-Only (% of Portfolio)
Firm Size
1692 advisors
Number of Clients
72,503 clients
Average Client Portfolio
$523K average
Assets Under Management
$37.9B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.15%

Rates vary by managed account program. TIAA Portfolio Advisor uses a tiered schedule ranging from 1.15% down to 0.40% annually. Private Asset Management ranges from 0.90% down to 0.40% for blended portfolios plus transaction costs, and 0.15% for fixed income portfolios plus transaction costs.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Erie, PA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2004
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Advice and Planning Services
May 2023 - Present · 3 yrs 5 mos
Tiaa-Cref Individual & Institutional Services, LLC
May 2023 - Present · 3 yrs 5 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
May 2023 - Present · 3 yrs 5 mos
Previous Registrations
Charles Schwab & CO., INC.
July 2022 - April 2023 · 9 mos
Charles Schwab & CO., INC.Broker
July 2022 - April 2023 · 9 mos
TD Ameritrade Investment Management, LLC
June 2022 - April 2023 · 10 mos
TD Ameritrade, INC.
June 2022 - October 2022 · 4 mos
TD Ameritrade, INC.Broker
June 2022 - April 2023 · 10 mos
Equitable Advisors, LLCBroker
December 2020 - December 2021 · 1 yr
Equitable Advisors, LLC
December 2020 - December 2021 · 1 yr
Advice and Planning Services
August 2013 - November 2020 · 7 yrs 3 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
August 2013 - November 2020 · 7 yrs 3 mos
PNC InvestmentsBroker
September 2012 - July 2013 · 10 mos
PNC Investments
September 2012 - July 2013 · 10 mos
TD Ameritrade, INC.
July 2010 - September 2012 · 2 yrs 2 mos
Amerivest Investment Management, LLC
July 2010 - September 2012 · 2 yrs 2 mos
TD Ameritrade, INC.Broker
June 2010 - September 2012 · 2 yrs 3 mos
Metlife Securities INC.
December 2009 - June 2010 · 6 mos
Metlife Securities INC.Broker
October 2009 - June 2010 · 8 mos
Northwestern Mutual Investment Services, LLCBroker
March 2008 - September 2008 · 6 mos
Key Investment Services LLCBroker
December 2006 - January 2008 · 1 yr 1 mo
Key Investment Services LLC
December 2006 - January 2008 · 1 yr 1 mo
Natcity Investments, INC.
March 2003 - December 2006 · 3 yrs 9 mos
Natcity Investments, INC.Broker
March 2003 - December 2006 · 3 yrs 9 mos
UBS Painewebber INC.Broker
March 1998 - March 2003 · 5 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1996 - February 1998 · 1 yr 2 mos
Vtr Capital, INC.Broker
November 1995 - November 1996 · 1 yr
L.C. Wegard & CO., INC.Broker
October 1994 - November 1995 · 1 yr 1 mo
State Registrations7 states
CACTFLINMIOHPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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