JE
JE
James Edwards
31 Years of Experience
Houston, TX
1 DisclosureBroker
James Edwards is a registered investment advisor at Raymond James & Associates, INC., based in Houston, TX, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...
Location
5847 San Felipe St., Suite 1550, Houston, TX, 77057
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
August 2003Other Business Activities
James is a limited partner in 1048 N Shepard LTD Partners, a personal/private investment, since 2004. He dedicates minimal time to this investment activity.
Employment History
Current Registrations
Raymond James & Associates, INC.
August 2003 - Present · 22 yrs 9 mos
Raymond James & Associates, INC.Broker
August 2003 - Present · 22 yrs 9 mos
Previous Registrations
UBS Financial Services INC.
November 1994 - September 2003 · 8 yrs 10 mos
UBS Financial Services INC.Broker
October 1994 - September 2003 · 8 yrs 11 mos
State Registrations38 states
ALARAZCACOCTDCDEFLGAHIIDILINLAMAMDMIMNMSMTNCNHNJNMNVNYOHOKPASCTNTXUTVAWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.