Rodney Gates is a registered investment advisor at LPL Financial LLC, based in Derby, KS, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
300 North Rock Road, Derby, KS, 67037
Get directionsHistory
Regulatory History (4)
Customer Dispute
March 2009Customer Dispute
February 2009Customer Dispute
October 2008Customer Dispute
April 2003Other Business Activities
Rodney operates under the DBA of BMO Investment Services for his LPL business. This activity is investment-related and conducted at his reported business location.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Bancwest Investment Services, INC. (bwis)
Bancwest Investment Services, INC.Broker
Invest Financial Corporation
Invest Financial CorporationBroker
UBS Painewebber INC.
UBS Painewebber INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.