Stephen Cohen
Stephen Cohen is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Garden City, NY, with 32 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.
Fee Estimator
Location
1225 Franklin Avenue, Suite 150, Garden City, NY, 11530
Get directionsHistory
Regulatory History (4)
Customer Dispute
October 2002Customer Dispute
April 2001Customer Dispute
February 2001Customer Dispute
February 2000Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Ryan Beck & CO.Broker
Gruntal & CO., L.L.C.Broker
First Union Securities, INC.Broker
Kirlin Securities INC.Broker
First Montauk Securities CORP.Broker
Northeast Securities, INC.Broker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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