Stephen Bearden
Stephen Bearden is a registered investment advisor at Morgan Stanley, based in Los Angeles, CA, with 31 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
1999 Avenue of the Stars, Suite 2400, Los Angeles, CA, 90067
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2005Customer Dispute
February 2002Other Business Activities
Stephen owns two rental properties, one where his father is the tenant and another where his sister is the tenant, spending minimal time on them. He also owns another rental property in Houston, Texas, dedicating minimal time to property management.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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