John Zamboanga is a registered investment advisor, based in Oakland, CA, with 30 years of industry experience.
Location
212 9th Street, Suite 202, Oakland, CA, 94607
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is the CEO of Tri-Valley Wealth Management, a DBA for his securities business, dedicating full-time hours to it. He also engages in independent insurance sales, including fixed annuities and various insurance policies, spending minimal time on this activity.
Employment History
Current Registrations
Infinity Financial ServicesBroker
Infinity Financial Services Advisory
Previous Registrations
Golden State Equity Partners, LLC
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Triad Advisors LLCBroker
Continuum Advisory, LLC
Scottrade Investment Management
Scottrade, INC.Broker
TD Ameritrade, INC.Broker
Amerivest Investment Management, LLC
TD Ameritrade, INC.
Brown Robello Capital Management, LLC
Avisen Securities, INC.Broker
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
Morgan Stanley
Morgan Stanley Dw INC.Broker
UBS Painewebber INC.
UBS Painewebber INC.Broker
H&r Block Financial Advisors, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.