GK
GK

Glenn Kenes

31 Years of Experience
Roseville, CA
2 DisclosuresBrokerSells Insurance

Glenn Kenes is a registered investment advisor at Ameriprise Financial Services, LLC, based in Roseville, CA, with 31 years of industry experience. Glenn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

Loading...

Location

1420 Rocky Ridge Dr, Ste 200, Roseville, CA, 95661

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2016
Settled
Customer Dispute
June 2015
Withdrawn
Other Business ActivitiesSells Insurance

Glenn owns multiple single-family rental properties and other businesses. He also serves on the board of directors and as secretary for Kenes, and offers supplemental insurance through AFLAC, dedicating a few hours per week to each of these activities.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2015 - Present · 10 yrs 10 mos
Ameriprise Financial Services, LLC
July 2015 - Present · 10 yrs 10 mos
Ameriprise Financial Services, LLCBroker
July 2015 - Present · 10 yrs 10 mos
Previous Registrations
Wells Fargo Advisors, LLC
August 2007 - July 2015 · 7 yrs 11 mos
Wells Fargo Advisors, LLCBroker
August 2007 - July 2015 · 7 yrs 11 mos
UBS Financial Services INC.
August 2004 - September 2007 · 3 yrs 1 mo
UBS Financial Services INC.Broker
August 2004 - September 2007 · 3 yrs 1 mo
Wachovia Securities, LLC
July 2003 - August 2004 · 1 yr 1 mo
Wachovia Securities, LLCBroker
July 2003 - August 2004 · 1 yr 1 mo
Prudential Securities Incorporated
July 1997 - July 2003 · 6 yrs
Prudential Securities IncorporatedBroker
December 1994 - July 2003 · 8 yrs 7 mos
State Registrations33 states
ALARAZCACOCTDCFLHIIAIDINKSKYLAMAMDMNMOMTNCNJNMNVNYORPASDTNTXUTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Glenn Kenes - Financial Advisor | TrueAdvisor