AF
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Anthony Fiumara
30 Years of Experience
New York, NY
1 DisclosureBroker
Anthony Fiumara is a registered investment advisor at Raymond James & Associates, INC., based in New York, NY, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
320 Park Avenue, Fl 9, New York, NY, 10022
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Regulatory History (1)
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Customer Dispute
September 2009Settled
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
December 2024 - Present · 1 yr 5 mos
Raymond James & Associates, INC.
December 2024 - Present · 1 yr 5 mos
Previous Registrations
Morgan Stanley
September 2024 - December 2024 · 3 mos
Morgan StanleyBroker
September 2024 - December 2024 · 3 mos
Wells Fargo Advisors
October 2012 - September 2024 · 11 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
October 2012 - September 2024 · 11 yrs 11 mos
StephensBroker
August 2004 - October 2012 · 8 yrs 2 mos
Morgan Stanley Dw INC.Broker
May 1998 - September 2004 · 6 yrs 4 mos
Cibc Oppenheimer CORP.Broker
July 1997 - May 1998 · 10 mos
Sterling Foster & Company, INC.Broker
August 1995 - March 1997 · 1 yr 7 mos
Vtr Capital, INC.Broker
May 1995 - July 1995 · 2 mos
Sterling Foster & Company, INC.Broker
November 1994 - May 1995 · 6 mos
State Registrations18 states
ALAZCACOCTFLGALAMDMEMNNCNHNJNYPASCVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.