Kirk Fricke is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Plano, TX, with 25 years of industry experience. Kirk is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
5830 Granite Parkway, Suite 900, Plano, TX, 75024
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Previous Registrations
Hilltop Securities INC.
Hilltop Securities INC.Broker
Hancock Whitney Investment Services INC.
Hancock Whitney Investment Services INC.Broker
Strategic Advisers LLC
Fidelity Brokerage Services LLCBroker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Wamu Investments, INC.
Wamu Investments, INC.Broker
NFP Securities, INC.Broker
Jefferson Pilot Securities CorporationBroker
The Leaders Group, INC.Broker
Kms Financial Services, INC.Broker
Northwestern Mutual Investment Services, INC.Broker
Robert W. Baird & CO. IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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