MK
MK

Michael Thomas Van Kleeck

28 Years of Experience
1 DisclosureBroker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
10 advisors
Number of Clients
7,107 clients
Average Client Portfolio
$807K average
Assets Under Management
$5.7B

Fee Structure

Minimum Investment:$250K
Financial Planning:Investment management only
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Location

2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2002
Denied
Other Business Activities

Michael owns rental properties in Memphis, TN and Saugerties, NY, dedicating minimal time to this. He also works full-time as a Senior Compliance Officer at Independent RIA SEIA, LLC & SIA LLC, spending a significant amount of time on securities trading.

Employment History
Current Registrations
Signature Estate Securities, LLCBroker
September 2022 - Present · 3 yrs 5 mos
Signature Investment Advisors, LLC
May 2012 - Present · 13 yrs 9 mos
Seia
February 2010 - Present · 16 yrs
Previous Registrations
Royal Alliance Associates, INC.Broker
November 2018 - October 2022 · 3 yrs 11 mos
Signator Investors, INC.Broker
March 2008 - November 2018 · 10 yrs 8 mos
AXA Advisors, LLCBroker
October 2004 - November 2007 · 3 yrs 1 mo
AXA Advisors, LLC
October 2004 - November 2007 · 3 yrs 1 mo
Wm Financial Services, INC.
January 2003 - May 2003 · 4 mos
Wm Financial Services, INC.Broker
December 2002 - May 2003 · 5 mos
Waddell & Reed, INC.
March 2002 - October 2002 · 7 mos
Waddell & Reed, INC.Broker
March 2002 - October 2002 · 7 mos
Prudential Securities IncorporatedBroker
August 2000 - January 2002 · 1 yr 5 mos
Painewebber IncorporatedBroker
May 1998 - September 2000 · 2 yrs 4 mos
Royal Alliance Associates, INC.Broker
April 1996 - May 1998 · 2 yrs 1 mo
Washington Square Securities, INC.Broker
May 1995 - April 1996 · 11 mos
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Michael Thomas Van Kleeck - Financial Advisor | TrueAdvisor