Robin Platt is a registered investment advisor, based in New Orleans, LA, with 27 years of industry experience. Robin is also registered as a broker, so some compensation may come from commissions on products sold.
Location
701 Poydras Street, New Orleans, LA, 70139
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Regulatory History (2)
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Customer Dispute
May 2021Settled
Customer Dispute
June 2017Denied
Other Business Activities
Robin co-owns 63 Designs, LLC, a rental property, with their spouse. Robin also acts as POA for Parker Vail, co-trustee for N Chapman Vail Revocable Trust, and co-guardian for their father, dedicating a few hours per week to this.
Employment History
Current Registrations
Cetera Investment Services LLC
August 2022 - Present · 4 yrs 2 mos
Cetera Investment Advisers LLC
August 2022 - Present · 4 yrs 2 mos
Cetera Investment Services LLCBroker
August 2022 - Present · 4 yrs 2 mos
Previous Registrations
Hancock Whitney Investment Services INC.
May 2013 - August 2022 · 9 yrs 3 mos
Hancock Whitney Investment Services INC.Broker
May 2013 - August 2022 · 9 yrs 3 mos
Allstate Financial Advisors, LLC
April 2013 - April 2013 · 0 mos
Allstate Financial Services, LLCBroker
March 2013 - April 2013 · 1 mo
PNC Investments
March 2012 - February 2013 · 11 mos
PNC InvestmentsBroker
February 2012 - February 2013 · 1 yr
RBC Capital Markets, LLC
November 2009 - February 2012 · 2 yrs 3 mos
RBC Capital Markets, LLCBroker
October 2009 - February 2012 · 2 yrs 4 mos
Wells Fargo Advisors, LLC
December 2004 - November 2009 · 4 yrs 11 mos
Wells Fargo Advisors, LLCBroker
November 2004 - November 2009 · 5 yrs
Suntrust Securities, INC.
February 2000 - November 2004 · 4 yrs 9 mos
Suntrust Securities, INC.Broker
February 2000 - November 2004 · 4 yrs 9 mos
A. G. Edwards & Sons, INC.Broker
October 1998 - January 2000 · 1 yr 3 mos
State Registrations5 states
FLLAMSTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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