RP
RP
Robin Platt
27 Years of Experience
New Orleans, LA
2 DisclosuresBroker
Robin Platt is a registered investment advisor at Cetera Investment Advisers LLC, based in New Orleans, LA, with 27 years of industry experience. Robin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...
Location
701 Poydras Street, New Orleans, LA, 70139
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2021Settled
Customer Dispute
June 2017Denied
Other Business Activities
Robin co-owns 63 Designs, LLC, a rental property, with their spouse. Robin also acts as POA for Parker Vail, co-trustee for N Chapman Vail Revocable Trust, and co-guardian for their father, dedicating a few hours per week to this.
Employment History
Current Registrations
Cetera Investment Services LLC
August 2022 - Present · 4 yrs 1 mo
Cetera Investment Advisers LLC
August 2022 - Present · 4 yrs 1 mo
Cetera Investment Services LLCBroker
August 2022 - Present · 4 yrs 1 mo
Previous Registrations
Hancock Whitney Investment Services INC.
May 2013 - August 2022 · 9 yrs 3 mos
Hancock Whitney Investment Services INC.Broker
May 2013 - August 2022 · 9 yrs 3 mos
Allstate Financial Advisors, LLC
April 2013 - April 2013 · 0 mos
Allstate Financial Services, LLCBroker
March 2013 - April 2013 · 1 mo
PNC Investments
March 2012 - February 2013 · 11 mos
PNC InvestmentsBroker
February 2012 - February 2013 · 1 yr
RBC Capital Markets, LLC
November 2009 - February 2012 · 2 yrs 3 mos
RBC Capital Markets, LLCBroker
October 2009 - February 2012 · 2 yrs 4 mos
Wells Fargo Advisors, LLC
December 2004 - November 2009 · 4 yrs 11 mos
Wells Fargo Advisors, LLCBroker
November 2004 - November 2009 · 5 yrs
Suntrust Securities, INC.
February 2000 - November 2004 · 4 yrs 9 mos
Suntrust Securities, INC.Broker
February 2000 - November 2004 · 4 yrs 9 mos
A. G. Edwards & Sons, INC.Broker
October 1998 - January 2000 · 1 yr 3 mos
State Registrations5 states
FLLAMSTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.