Philip Ricasata is a CFP-designated registered investment advisor at Mariner, based in Ventura, CA, with 26 years of industry experience. Philip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 11 more. Their firm serves 55,512 clients with $130B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.60% |
Fees are subject to negotiation. Subject to a minimum quarterly fee of $1,875. Certain alternative strategies and specialized accounts may incur separate strategy fees or third-party manager fees.
Fee Estimator
Location
58 N Ash St, Ventura, CA, 93001
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Regulatory History (1)
Customer Dispute
June 2008Other Business Activities
Philip is a co-owner with his spouse of an Amazon Reseller business since 2022. This activity, which is not investment related, takes about 10-20% of Philip's time.
Employment History
Current Registrations
Mariner
Previous Registrations
Creative Planning
Walpole Financial Advisors, LLC
Strategic Advisers, INC.
Chase Investment Services CORP.
Raymond James Financial Services Advisors, INC
UBS Financial Services INC.
Merrill Lynch Pierce Fenner & Smith INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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