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PFS
JK
PFS

John Kennelly

LPL Financial LLC
26 Years of Experience
Pearl River, NY
BrokerSells Insurance
View SEC Summary
View SEC Summary

John Kennelly is a PFS-designated registered investment advisor at LPL Financial LLC, based in Pearl River, NY, with 26 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

275 North Middletown Rd Ste 2C, Pearl River, NY, 10965

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

John is an agent selling fixed insurance products since 1997. This activity requires minimal time.

Employment History
Current Registrations
LPL Financial LLC
May 2020 - Present · 6 yrs 5 mos
LPL Financial LLCBroker
May 2020 - Present · 6 yrs 5 mos
Previous Registrations
Sagepoint Financial, INC.Broker
July 2010 - May 2020 · 9 yrs 10 mos
Sagepoint Financial, INC.
July 2010 - May 2020 · 9 yrs 10 mos
Chase Investment Services CORP.Broker
May 2009 - May 2010 · 1 yr
Chase Investment Services CORP.
May 2009 - May 2010 · 1 yr
Wamu Investments, INC.
October 2006 - May 2009 · 2 yrs 7 mos
Wamu Investments, INC.Broker
October 2006 - May 2009 · 2 yrs 7 mos
Aig Financial Advisors, INC.Broker
November 2005 - October 2006 · 11 mos
Banc of America Investment Services, INC.Broker
October 2004 - November 2005 · 1 yr 1 mo
Banc of America Investment Services, INC.
October 2004 - November 2005 · 1 yr 1 mo
Quick & Reilly, INC.
August 2004 - October 2004 · 2 mos
Quick & Reilly, INC.Broker
May 2003 - October 2004 · 1 yr 5 mos
Northwestern Mutual Investment Services, LLCBroker
December 1999 - May 2003 · 3 yrs 5 mos
Robert W. Baird & CO. IncorporatedBroker
December 1999 - January 2002 · 2 yrs 1 mo
Toronto Dominion Securities (USA) INC.Broker
September 1995 - October 1995 · 1 mo
State Registrations11 states
CACTFLMANCNJNYPATXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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