Kenneth Smith is a CFP-designated registered investment advisor at Empirical Wealth Management, based in Seattle, WA, with 24 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 2,400 clients with $8.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Standard fee schedule starts at 1.00% and scales lower for greater levels of assets under management. Fees are negotiable.
Fee Estimator
Location
1420 5th Ave, Suite 3150, Seattle, WA, 98101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kenneth is an investor in rental properties through WK Properties, a private LLC, spending minimal time on this. He is also the CEO and head of the investment committee for Empirical Financial Services, a new company offering investment services in Washington.
Employment History
Current Registrations
Empirical Wealth Management
Previous Registrations
Directional Financial Services
Directional Financial Services
Empirical Wealth Management, LLC
Chinook Capital Management LLC
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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