TrueAdvisor
TrueAdvisor
EB
CFP
EB
CFP

Ethan Andrew Broga

Empirical Wealth Management
24 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningInsurance PlanningEstate PlanningReal Estate InvestingHigh Net Worth
Empirical Wealth Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
60 advisors
Number of Clients
2,132 clients
Average Client Portfolio
$3.1M average
Assets Under Management
$6.7B

Fee Structure

Minimum Investment:None

Location

1420 5th Ave, Suite 3150, Seattle, WA, 98101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Empirical Wealth Management
July 2010 - Present · 15 yrs 7 mos
Previous Registrations
Directional Financial Services
October 2015 - December 2017 · 2 yrs 2 mos
Directional Financial Services
April 2007 - April 2009 · 2 yrs
Empirical Wealth Management, LLC
November 2006 - November 2010 · 4 yrs
Chinook Capital Management LLC
November 2003 - July 2006 · 2 yrs 8 mos
Charles Schwab & CO., INC.
March 2001 - October 2003 · 2 yrs 7 mos
State Registrations3 states
AKCAWA
Advisor
Exams
No exam information available for this advisor.