Michael Romanoski is a registered investment advisor, based in Wellington, OH, with 26 years of industry experience.
Location
Wellington, OH
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Michael is an owner/partner in Koru Fiber & Dairy, involved in breeding and selling livestock, fiber, farm products, and related items since 2009. This takes about a quarter of his time and does not occur during trading hours.
Employment History
Current Registrations
Transamerica Investors Securities, LLC
January 2017 - Present · 9 yrs 4 mos
Transamerica Retirement Advisors, LLC
January 2017 - Present · 9 yrs 4 mos
Transamerica Investors Securities, LLCBroker
January 2017 - Present · 9 yrs 4 mos
Previous Registrations
PNC InvestmentsBroker
May 2010 - December 2016 · 6 yrs 7 mos
PNC Investments
May 2010 - December 2016 · 6 yrs 7 mos
UBS Financial Services INC.
February 2007 - June 2008 · 1 yr 4 mos
UBS Financial Services INC.Broker
February 2007 - June 2008 · 1 yr 4 mos
Mcdonald Investments INC.
May 2003 - February 2007 · 3 yrs 9 mos
Mcdonald Investments INC.Broker
October 2000 - February 2007 · 6 yrs 4 mos
Vestax Securities CorporationBroker
February 1998 - October 2000 · 2 yrs 8 mos
State Registrations1 state
OH
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.