James Jones
James Jones is a registered investment advisor at Hilltop Securities INC., based in Dallas, TX, with 50 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments. Their firm serves 2,241 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The Horizon Program fee is a negotiated annual flat fee, not to exceed 1.75%, billed quarterly in advance. This fee covers investment advice and reporting. The fee is debited from a separate account the client has with Hilltop Securities, not directly from the Horizon account. The value of alternative investments is based on information provided by the product sponsors and administrators, which may be delayed and not current. This fee is in addition to the investment management fees and other expenses charged by the Alternative Investment Funds and Structured Products.
Location
8201 Preston Road, Suite 600, Dallas, TX, 75225
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Regulatory History (1)
Regulatory
June 1978Other Business Activities
James manages Elan Associates, LLC, a holding company for intellectual property research software used in trading, dedicating minimal time. He also manages Halco Real Estate, LLC, which owns rental properties, and James H Jones Capital Management LLC, an investment-related commodity advisor, spending minimal time on each.
Employment History
Current Registrations
Hilltop Securities INC.
Hilltop Securities INC.Broker
Previous Registrations
Prudential Securities IncorporatedBroker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
Contisecurities, INC.Broker
Westport Financial Group, INC.Broker
Clayton Brokerage CO. of St. Louis, INC.Broker
Clayton Brokerage CO. of St. Louis, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.