Thomas Du

Hilltop Securities INC.

3 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Alternative Investments

Hilltop Securities INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

174 advisors

Number of Clients

2,241 clients

Average Client Portfolio

$1.0M average

Assets Under Management

$2.3B

Fee Structure

Minimum Investment:$500K

Financial Planning:Investment management only

Location

717 N. Harwood Street, Suite 3400, Dallas, TX, 75201

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History

Regulatory History (1)

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Employment Separation After Allegations

May 2024

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Other Business Activities

Thomas drives boats for Dallas Boat Rentals, a boat rental company, as needed. This non-investment related activity takes minimal time.