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Wesley Darilek

18 Years of Experience
Dallas, TX
1 DisclosureBroker

Wesley Darilek is a registered investment advisor at Hilltop Securities INC., based in Dallas, TX, with 18 years of industry experience. Wesley is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 3,407 clients with $2.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
185 advisors
Number of Clients
3,407 clients
Average Client Portfolio
$736K average
Assets Under Management
$2.5B

Fee Structure

Minimum Investment:$30K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K3.00%
$250K - $500K2.50%
$500K - $1000K2.25%
$1.0M - $4.0M2.00%
$4M+1.85%

Rates reflect maximum wrap fee schedules across primary advisory programs (such as Compass UMA and Gateway FSP). Fees are negotiable and vary by program.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

8201 Preston Rd., Suite 600, Dallas, TX, 75225

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2016
Settled
Other Business Activities

Wesley owns rental property in Dallas, TX with their spouse since 2017. Wesley spends minimal time on this activity as a landlord.

Employment History
Current Registrations
Hilltop Securities INC.
June 2019 - Present · 7 yrs 4 mos
Hilltop Securities INC.Broker
June 2019 - Present · 7 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2011 - June 2019 · 8 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - June 2019 · 8 yrs 5 mos
Wells Fargo Investments, LLCBroker
October 2007 - January 2011 · 3 yrs 3 mos
Wells Fargo Investments, LLC
October 2007 - January 2011 · 3 yrs 3 mos
AXA Advisors, LLCBroker
March 2007 - July 2007 · 4 mos
AXA Advisors, LLC
March 2007 - July 2007 · 4 mos
State Registrations25 states
ARAZCACOCTFLGAILINKSLAMAMNMOMSMTNCNJNMNVNYOHOKPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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