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Gregg Zeoli

Empire Financial Management Company, LLC
31 Years of Experience
Holmdel, NJ
BrokerSells Insurance
View SEC Summary
View SEC Summary

Gregg Zeoli is a registered investment advisor at Empire Financial Management Company, LLC, based in Holmdel, NJ, with 31 years of industry experience. Gregg is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 983 clients with $710M in assets under management.

Empire Financial Management Company, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)
Firm Size
9 advisors
Number of Clients
983 clients
Average Client Portfolio
$718K average
Assets Under Management
$706.0M

Fee Structure

Minimum Investment:$150K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.75%

Fees are individually negotiated and range between approximately 0.5% and 1.75% based on a sliding scale of assets under management.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

101 Crawfords Corner Road, Suite 3128, Holmdel, NJ, 07733-2151

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Gregg is an officer/president of Empire Asset Management of NY LTD since 2001, and president of Empire Financial Management Co. He also owns Empire Asset Management Insurance Agency LLC since 2013, dedicating minimal time to it, and is on the Board of Directors of Bidtellect, dedicating a few hours per week.

Employment History
Current Registrations
Empire Financial Management Company, LLC
October 2016 - Present · 10 yrs
Empire Asset Management CompanyBroker
June 2007 - Present · 19 yrs 4 mos
Previous Registrations
Empire Financial Management Company, LLC
January 2015 - December 2015 · 11 mos
Empire Financial Management Company, LLC
July 2014 - December 2014 · 5 mos
National Asset Management, INC.
August 2006 - May 2007 · 9 mos
National Securities CorporationBroker
September 2002 - May 2007 · 4 yrs 8 mos
Joseph Stevens & Company, INC.Broker
October 1996 - October 2002 · 6 yrs
State Capital Markets CorporationBroker
October 1995 - September 1996 · 11 mos
Toluca Pacific Securities CORP.Broker
September 1995 - November 1995 · 2 mos
State Capital Markets CorporationBroker
June 1995 - October 1995 · 4 mos
State Registrations40 states
ALARCACOCTDCDEFLGAHIILINKYMAMDMEMIMNMONCNENHNJNMNVNYOHOKORPAPRRISCSDTNTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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